(As of 12/31/2020)

First Trust AlphaDEX US Financial Sec Ix ETF (FHF)

(Financial Services Equity)






FundGrade A+® Rating recipient
For more information about
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Inception Return
(10/30/2014)
8.90 %
YTD Return 3.21 %
NAVPS
(1/14/2021)
$34.00
Change $0.31 / 0.91 %
Growth of $10,000 (As of December 31, 2020)
MER 0.77 %
Assets ($mil) -
Rank (1Yr) 28/76
Std Dev (3Yr) 21.74 %
Volatility Ranking (3Yr) 10/10
RRSP Eligibility Yes
Load No Load
Max Front End -
Max Back End -
Sales Status Open
 
Objective
The First Trust ETF seeks to replicate, to the extent possible, the performance of the StrataQuant Financials Index net of expenses. The Investment strategy of the First Trust ETF is to invest in and hold the Constituent Securities of the StrataQuant Financials Index in the same proportion as they are reflected in the StrataQuant Financials Index or Securities intended to replicate the performance of the StrataQuant Financials Index.
Management Co.
FT Portfolios Canada Co.
Managers
First Trust Advisors LP
 
Asset Allocation
(As of December 31, 2020)
Sector Allocation
(As of December 31, 2020)
Geographic Allocation
(As of December 31, 2020)
Top 10 Holdings
NameAssetSectorGeographicPercent
First Citizens BancShares IncUS EquityFinancial ServicesUnited States2.11%
Sterling BancorpUS EquityFinancial ServicesUnited States2.00%
Popular IncInternational EquityFinancial ServicesLatin America1.83%
OneMain Holdings IncUS EquityFinancial ServicesUnited States1.80%
Invesco LtdUS EquityFinancial ServicesUnited States1.78%
Western Alliance BancorporationUS EquityFinancial ServicesUnited States1.77%
Assured Guaranty LtdInternational EquityFinancial ServicesLatin America1.71%
Pinnacle Financial Partners IncUS EquityFinancial ServicesUnited States1.69%
Citigroup IncUS EquityFinancial ServicesUnited States1.67%
MGIC Investment CorpUS EquityFinancial ServicesUnited States1.65%

Performance Data (As of December 31, 2020)
  Return (%) Annualized Return (%)
Return 1 Mth 3 Mth 6 Mth YTD 1 Yr 3 Yr 5 Yr 10 Yr
Fund 6.82 29.83 27.90 3.21 3.21 5.51 8.02 -   
Benchmark 2.91 14.70 14.89 -5.24 -5.24 2.45 5.67 9.08
Quartile Ranking 1 1 1 2 2 1 2 -

Calendar Return (%) 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011
Fund 3.21 19.32 -4.63 9.75 14.10 10.43 -      -      -      -     
Benchmark -5.24 19.43 -4.99 15.24 6.34 14.20 14.35 31.84 25.13 -15.98
Quartile Ranking 2 2 1 4 2 2 - - - -
 
MSCI ESG Fund Metrics (As of January 01, 2021)
35th Percentile - Global

The MSCI ESG Quality Score measures the ability of underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors.

ESG Leaders are companies with a best in class MSCI ESG Rating. ESG Laggards are companies with a worst in class MSCI ESG Rating. MSCI ESG Ratings is designed to identify ESG risks or opportunities that may not be captured through conventional financial analysis. Companies are rated on a AAA-CCC scale relative to the standards and performance of their industry peers, according to analysis of thousands of data points across 36 key ESG issues.

The percentage of the portfolio's market value exposed to companies flagged for one or more standard SRI exclusion factors (alcohol, civilian firearms, gambling, weapons, cluster bombs, landmines, nuclear power, GMOs, and tobacco).

The portfolio weighted average of each company’s percent of revenue generated by Sustainable Impact Solutions (goods and services that address at least one of the world’s social and environmental challenges), as defined by the United Nations Sustainable Development Goals.

ESG data provided by MSCI
MSCI ESG Research LLC’s (“MSCI ESG”) Fund Metrics products (the “Information”) provide environmental, social and governance data with respect to underlying securities within more than 23,000 multi-asset class Mutual Funds and ETFs globally. MSCI ESG is a Registered Investment Adviser under the Investment Advisers Act of 1940. MSCI ESG materials have not been submitted to, nor received approval from, the US SEC or any other regulatory body. None of the Information constitutes an offer to buy or sell, or a promotion or recommendation of, any security, financial instrument or product or trading strategy, nor should it be taken as an indication or guarantee of any future performance, analysis, forecast or prediction. None of the Information can be used to determine which securities to buy or sell or when to buy or sell them. The Information is provided “as is” and the user of the Information assumes the entire risk of any use it may make or permit to be made of the Information.
 

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